• Summary

  • From Vaudeville to the Silver Screen to the Small Screen, the Marx Brothers made an impact wherever people found them. Now Tom Fox and Mike Volkov bring them into the boardroom to help explain and explore the sometimes chaotic world of governance, risk-management, ethics and compliance. This is Why a Duck, into the Compliance Soup, which is part of the Compliance Podcast Network.
    2019
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Episodes
  • FCPA Resource Guide, 2nd Edition
    Jul 19 2020
    From Vaudeville to the Silver Screen to the Small Screen, the Marx Brothers made an impact wherever people found them. Now Tom Fox and Mike Volkov have wedded their love of the Marx Brothers with their passion for compliance and bring them into the boardroom to help explain and explore the sometimes-chaotic world of governance, risk-management, ethics and compliance. In this episode Volkov and Fox consider the recently released FCPA Resource Guide, 2nd edition. Highlights from the podcast include: 1.     Is the 2nd edition an update or replacement? 2.     Why was it released now? 3.     What takes precedence; the 2nd Edition or the Evaluation of Corporate Compliance Programs? 4.     What is new in the 2nd Edition? 5.     What are the significant changes from the original FCPA Resource Guide? 6.     The FCPA Resource Guide is the best one volume on all things FCPA. It is a must have for every compliance professional.  Resources Mike Volkov Part 1-Introduction Part 2-New Case Updates Part 3-Updated DOJ Policies Part 4-Legal Issues and Clarifications Part 5-Effective Compliance Programs and Internal Controls Tom Fox Part 1-The New Hallmark Part 2-FCPA Corporate Enforcement Policy Part 3-the Accounting Provisions Part 4-DOJ Policy and Case Law Updates Part 5-Final Thoughts Learn more about your ad choices. Visit megaphone.fm/adchoices
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    33 mins
  • COVID-19 and Compliance: Part 5-Leadership and Final Thoughts
    Apr 10 2020
    In this five-part series, Mike Volkov and Tom Fox consider COVID-19 from a variety of angles and perspectives; from the Board of Directors, the CCO, the ethical company, new laws and regulations, crisis management and leadership. In this fifth and final episode, we consider the paucity of leadership at the federal level and why this has put businesses at the forefront of leadership during this crisis. Highlights from the podcast include:  Why do we need strong federal leadership? Without federal leadership why is business leadership so important? Will CEOs who signed the Business Roundtable’s Statement on the Purpose of an Organization adhere to those principals in this time of crisis? What time horizons are you considering? Why is trust even more important now? How will the COVID-19 crisis test the mettle of companies in ways never seen in our lifetimes? Resources Mike Volkov Call for Leadership Absence of Federal Leadership  Tom Fox Trust in the Age of Coronavirus  Final Thoughts Mike Cherkasky on Testing Your Mettle Learn more about your ad choices. Visit megaphone.fm/adchoices
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    15 mins
  • COVID-19 and Compliance: Part 4-the Role of the CCO
    Apr 9 2020
    In this five-part series, Mike Volkov and Tom Fox consider COVID-19 from a variety of angles and perspectives; from the Board of Directors, the CCO, the ethical company, new laws and regulations, crisis management and leadership. In this fourth episode, we consider the role of the Chief Compliance Officer and why compliance must step up to the corporate forefront to meet these challenges. Highlights from the podcast include:  Why compliance must NEVER sleep during the coronavirus crisis. What are some of the specific tactics a CCO can employ during the coronavirus crisis? What technological solutions can a CCO bring to bear? What time horizons are you considering? Why the COVID-19 crisis should force you to be creative? Why culture assessments are a key tool for a CCO during this crisis. How will enforcement view the coronavirus crisis three to five years from now? Resources Mike Volkov Business Response Tom Fox Getting Started Specific Tactics a CCO Can Employ A Video Isn’t Just a Video Eric Feldman on Culture Assessments During Coronavirus Crisis According to Frank Learn more about your ad choices. Visit megaphone.fm/adchoices
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    14 mins

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