Episode 1: Firm-Wide Compliance

This episode delves into the critical importance of firm-wide Global Investment Performance Standards (GIPS) compliance.

Through a fictional case study, we explore the challenges faced by a global investment firm grappling with inconsistent performance reporting across different regions.

We discuss the key principles of GIPS Provision 1.A.1 and provide practical guidance on achieving true firm-wide compliance, including:

• Comprehensive assessment and cataloging of all portfolios and strategies
• Clear definition of firm boundaries
• Standardization of performance calculation and presentation methodologies
• Fostering a culture of transparency and accountability

Key takeaway: GIPS compliance is not an option; it's a fundamental requirement for ethical investment management.

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In this episode of The Composite Insider, we dig into one of the most fundamental decisions in GIPS compliance - defining your firm.

Join our global team at Global Horizon Investments as they grapple with a complex question: what exactly constitutes their "firm" for GIPS purposes?

Through their story, we explore Provision 1.A.2 of the GIPS Standards, which requires firms to establish clear boundaries as distinct business entities. Listen as Sofia, the new Head of Performance, leads a diverse team across Africa, Europe, Middle East, and the Americas in navigating this crucial decision.

Key points covered:

• Options for defining a firm under GIPS
• The concept of "held out to the public"
• Balancing global branding with local autonomy
• Managing multiple investment processes and client types
• Common pitfalls in firm definition

Whether you're a global investment manager with multiple divisions or a boutique firm considering GIPS compliance, this episode provides practical insights into making this critical decision.

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