• Real Life Regulators: Financial Fraud

  • By: NASAA
  • Podcast

Real Life Regulators: Financial Fraud

By: NASAA
  • Summary

  • NASAA’s Real Life Regulators podcast spotlights investment fraud cases from the files of state and provincial securities regulators and features interviews with the investigators and attorneys who bring these fraudsters to justice. Taking listeners through the investigative process provides an insider’s view of how to identify an investment scam.
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Episodes
  • The Lone Wolf
    Sep 27 2024

    Today’s episode has a very fitting title “The Lone Wolf”. Gregory Lone was truly a wolf in sheep’s clothing. Lone purchased a long-standing insurance company based in Wenatchee, Washington, and he specifically targeted older customers who were looking to invest in annuities to help provide a stable financial future. Instead, he stole from seven older investors to help feed his Ponzi scheme putting their financial future in question.

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    39 mins
  • Hatching from the Egg to Creating Your Own Nest Egg – Part 3
    Aug 7 2024

    Today’s episode is the final part of the three-part series titled “Hatching from the Egg to Creating Your Own Nest Egg.” Retirement is a goal we all have, and we all hope to obtain one day.

    This concluding episode will focus on those who are approaching – or are already – in retirement, and will discuss common pitfalls, misconceptions, obstacles and fraud that target hard-earned nest eggs.

    You’ve worked hard to build your nest egg - Now, protect it!

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    42 mins
  • Hatching from the Egg to Creating Your Own Nest Egg – Part 2
    Jul 7 2024

    Today’s episode is part two of a three-part series titled “Hatching from the Egg to Creating Your Own Nest Egg.” This part will focus on the Sandwich Generation. These are the adults that are caring for young kids, older parents, and themselves. During this episode, we will discuss common pitfalls, misconceptions, and the schemes and scams that this generation faces regarding their finances and their future.

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    54 mins

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